James Zimmerman
James Zimmerman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Salisbury, MD, with 5 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
953 Mt Hermon Rd, Salisbury, MD, 21804
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James operates Comprehensive Financial Solutions as a DBA for financial services, dedicating a full-time amount of time to it. He also owns Bryant's Landscaping and is an employee of Legendary Landscape Inc., spending a few hours per week on each landscaping business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Eric Johnston, CFPCetera Investment Advisers LLC
- Michael Sise, CFPCetera Investment Advisers LLC
- Elizabeth Brittingham, CFPCetera Investment Advisers LLC
- Timothy Gonzales, CFPCetera Investment Advisers LLC
- Nathan Canada, CFPCetera Investment Advisers LLC
- Kyle Banks, CFPPks Investment Advisors LLC