PS
PS

Paul Spraycar

4 Years of Experience
Steamboat Springs, CO

Paul Spraycar is a registered investment advisor at Upper Basin Capital, LLC, based in Steamboat Springs, CO, with 4 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$2.7M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Upper Basin Capital's fees for managing your investments are negotiated and can range from 0.00% to 1.50% annually, based on the total value of your portfolio. Smaller accounts or those without performance-based fees will generally pay a higher rate, near 1.50%. Accounts with performance-based fees may pay as little as 0.00%.

Loading...

Location

Steamboat Springs, CO

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Paul is a member of Upper Basin Trading, LLC, managing securities to profit from short-term market movements since 2021. This takes about half of his time, with most of the hours during securities trading hours.

Employment History
Current Registrations
Upper Basin Capital, LLC
April 2021 - Present · 5 yrs 1 mo
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.