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Caleb Francis

3 Years of Experience
Akron, OH
Broker

Caleb Francis is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Akron, OH, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

3875 Embassy Pkwy, Ste 300, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2023 - Present · 3 yrs
Robert W. Baird & CO. IncorporatedBroker
July 2022 - Present · 3 yrs 10 mos
State Registrations36 states
ARAZCACOCTDCFLGAILINMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.