William Martin is a registered investment advisor, based in Troy, AL, with 4 years of industry experience.
Location
1000 Us Highway 231 South, Troy, AL, 36081
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2023 - Present · 3 yrs
Cetera Investment Advisers LLC
September 2023 - Present · 3 yrs
Previous Registrations
Concourse Financial Group Advisors
September 2021 - September 2023 · 2 yrs
Concourse Financial Group Securities, INC.Broker
August 2021 - September 2023 · 2 yrs 1 mo
Morgan StanleyBroker
June 2021 - August 2021 · 2 mos
State Registrations7 states
ALFLGAMOMSNVNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.