Troy Ochoa
Troy Ochoa is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Newport, RI, with 4 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
28 Pelham St., Unit 200, Newport, RI, 02840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Troy is the Vice President/Owner of Ochoa, Inc, a salon/spa, since 2014, dedicating a few hours per week. He is also the owner of Newport Private Wealth, LLC, an advisory representative of a RIA, a 1099 contractor for OL-Advisors and Seeley Howard Private Wealth, taking nearly full-time hours for these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.