Trace Jordan is a registered investment advisor, based in Mobile, AL, with 3 years of industry experience.
Location
Mobile, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
November 2023 - Present · 2 yrs 8 mos
Empower Advisory Group, LLC
November 2023 - Present · 2 yrs 8 mos
Empower Financial Services, INC.Broker
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2022 - November 2023 · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
October 2022 - November 2023 · 1 yr 1 mo
Nylife Securities LLCBroker
February 2022 - August 2022 · 6 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.