SG
SG

Simon Greenhalgh

4 Years of Experience
New York, NY
Broker

Simon Greenhalgh is a registered investment advisor, based in New York, NY, with 4 years of industry experience.

Location

512 W 22nd Street, 7th Floor, New York, NY, 10011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Securities, LLC
August 2024 - Present · 1 yr 11 mos
Hightower Advisors, LLC
August 2024 - Present · 1 yr 11 mos
Hightower Securities, LLCBroker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
February 2022 - May 2024 · 2 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
September 2021 - May 2024 · 2 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.