Gordon Sommer
Gordon Sommer is a registered investment advisor at J.P. Morgan Securities LLC, based in Darien, CT, with 40 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
Darien, CT
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2010Other Business Activities
Gordon is an owner/partner of Gleneagle Capital (Holdings) LLC, created for asset protection and financial planning since 2016. Gordon spends minimal time on this activity, and no business is conducted through the LLC.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
J.P. Morgan Securities INC.Broker
UBS Warburg LLCBroker
Legg Mason Wood Walker, IncorporatedBroker
Bradley & Company, INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Laidlaw, Martin & Moysey, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.