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Mark Yarbrough
43 Years of Experience
Rogers, AR
8 DisclosuresBrokerSells Insurance
Mark Yarbrough is a registered investment advisor at St. Bernard Financial Services, INC., based in Rogers, AR, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
841 clients
Average Client Portfolio
$155K average
Assets Under Management
$130.5M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
424 W. Walnut, Rogers, AR, 72756
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2014Judgment / Lien
May 2014Judgment / Lien
January 2013Judgment / Lien
August 2010Judgment / Lien
June 2010Judgment / Lien
April 2010Judgment / Lien
November 2009Judgment / Lien
August 2007Other Business ActivitiesSells Insurance
Mark is the owner of Midland Financial and sells whole life insurance. This activity takes nearly full-time.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
January 2015 - Present · 11 yrs 6 mos
St. Bernard Financial Services, INC.
April 2010 - Present · 16 yrs 3 mos
St. Bernard Financial Services, INC.Broker
April 2010 - Present · 16 yrs 3 mos
Previous Registrations
The O.N. Equity Sales CompanyBroker
March 2010 - April 2010 · 1 mo
Ridgeway & Conger, INC.Broker
February 2006 - December 2009 · 3 yrs 10 mos
Allstate Financial Services, LLCBroker
February 2003 - January 2006 · 2 yrs 11 mos
Eastern Point Advisors INC.
December 2002 - December 2002 · 0 mos
Investors Capital CORP.Broker
December 2001 - December 2002 · 1 yr
First Financial Brokerage Services, INC.Broker
June 2001 - October 2001 · 4 mos
Financial World CorporationBroker
May 2000 - June 2001 · 1 yr 1 mo
Hornor, Townsend & Kent, INC.Broker
February 1999 - May 2000 · 1 yr 3 mos
Taylor Ozarks Investments, INC.Broker
July 1997 - November 1998 · 1 yr 4 mos
American Municipal Securities, INC.Broker
November 1995 - June 1997 · 1 yr 7 mos
United Pacific Securities, INC.Broker
June 1995 - November 1995 · 5 mos
Liberty Capital Markets, INC.Broker
January 1995 - May 1995 · 4 mos
Henderson Securities, INC.Broker
September 1993 - January 1995 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
February 1992 - September 1993 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
March 1991 - February 1992 · 11 mos
R. G. Dickinson & CO.Broker
January 1990 - February 1991 · 1 yr 1 mo
Lasalle St Securities, L.L.C.Broker
April 1989 - December 1989 · 8 mos
U.S. Associates, INC.Broker
October 1987 - December 1988 · 1 yr 2 mos
Bowman & Company IncorporatedBroker
January 1987 - October 1987 · 9 mos
Swink & Company, INC.Broker
June 1985 - December 1986 · 1 yr 6 mos
Umic, INC.Broker
March 1984 - June 1985 · 1 yr 3 mos
R. Rowland & CO., IncorporatedBroker
July 1983 - February 1984 · 7 mos
Collins, Locke & Lasater, INC.Broker
May 1982 - July 1983 · 1 yr 2 mos
Jon R. Brittenum & Associates, INC.Broker
June 1981 - April 1982 · 10 mos
State Registrations6 states
ARKYMONCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.