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George Ray is a registered investment advisor, based in Nacogdoches, TX, with 44 years of industry experience.
Location
816 North Street,, Suite 6, Nacogdoches, TX, 75961
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Regulatory History (2)
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Customer Dispute
June 2006Denied
Customer Dispute
December 1996Settled
Other Business ActivitiesSells Insurance
George is the owner of Sisu Wealth Mgmt, a DBA for BRWM business, conducting wealth management for clients through B. Riley Wealth. He is also a licensed agent selling fixed insurance, life insurance, and annuities through B. Riley Wealth Insurance and Annuities, dedicating nearly full-time hours to this activity. George is also a Certified Financial Fiduciary with the National Association of Certified Financial Fiduciaries.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
August 2017 - July 2022 · 4 yrs 11 mos
Wfg Advisors, LP
August 2016 - August 2017 · 1 yr
Wfg Investments, INC.Broker
August 2016 - August 2017 · 1 yr
Oppenheimer & CO. INC.
October 2007 - May 2016 · 8 yrs 7 mos
Oppenheimer & CO. INC.Broker
January 2003 - May 2016 · 13 yrs 4 mos
Cibc World Markets CORP.Broker
June 2001 - January 2003 · 1 yr 7 mos
Prudential Securities IncorporatedBroker
February 1995 - June 2001 · 6 yrs 4 mos
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
June 1981 - February 1988 · 6 yrs 8 mos
State Registrations2 states
NVTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.