James Szado is a registered investment advisor at Cetera Investment Advisers LLC, based in Avon, OH, with 4 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
37307 Harvest Dr, Avon, OH, 44011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an investment assistant at GPS Financial Group LLC since March 2021, performing clerical duties, preparing for client reviews, and handling client maintenance. This takes a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations6 states
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