JT
JT

John Tuttle

42 Years of Experience
Austin, TX
1 DisclosureBrokerSells Insurance

John Tuttle is a registered investment advisor, based in Austin, TX, with 42 years of industry experience.

Location

Austin, TX

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1975
Final Disposition
Other Business ActivitiesSells Insurance

John is the President/Owner of Tuttle & Associates, a financial and insurance services business, since 2000, dedicating full-time hours to it. He sells and services life, disability, and fixed annuity insurance products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 7 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 7 mos
Previous Registrations
Concourse Financial Group Advisors
February 2018 - February 2025 · 7 yrs
Concourse Financial Group Securities, INC.Broker
September 2000 - February 2025 · 24 yrs 5 mos
Investment Advisors
September 2000 - November 2017 · 17 yrs 2 mos
Manequity, INC.Broker
September 1997 - September 2000 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - January 1996 · 1 yr 1 mo
Pruco Securities CorporationBroker
November 1989 - December 1993 · 4 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
November 1989 - December 1993 · 4 yrs 1 mo
Equico Securities, INC.Broker
July 1981 - October 1989 · 8 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1981 - October 1989 · 8 yrs 3 mos
State Registrations3 states
KSOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.