Robert Daugherty is a registered investment advisor, based in Phoenix, AZ, with 4 years of industry experience.
Location
2730 East Camelback Rd, Ste 250, Phoenix, AZ, 85016
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an agent/broker for Co-Op Insurance Agency and RF Brokerage since April 2021, selling fixed insurance products and group insurance respectively. These activities require minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2021 - August 2023 · 1 yr 11 mos
Securian Financial Services, INC.Broker
May 2021 - August 2023 · 2 yrs 3 mos
State Registrations14 states
AZCACOFLGAIAIDMIMTNVNYORRIWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.