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CFP
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CFP

Timothy Rodgers

Nova R Wealth, INC.
45 Years of Experience
Overland Park, KS
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Timothy Rodgers is a CFP-designated registered investment advisor at Nova R Wealth, INC., based in Overland Park, KS, with 45 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 323 clients with $450M in assets under management.

Nova R Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
323 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$452.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $500K1.00%
$500K - $1.0M0.85%
$1.0M - $2.0M0.75%
$2.0M - $3.0M0.65%
$3.0M - $5.0M0.55%
$5.0M - $10.0M0.45%
$10M+0.35%

Fees are negotiable based on individual client circumstances. Family account values may be combined to determine the applicable fee tier.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9990 College Blvd., Overland Park, KS, 66210

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
Employment Separation After Allegations
July 2014
Customer Dispute
October 2011
Denied
Customer Dispute
August 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy is involved in real estate investment through EJM Industries and 9990 College Blvd LLC. He also works as an independent insurance agent selling fixed insurance and annuities, dedicating minimal time to continuing education, and serves on the board of Advent Hospital and its foundation.

Employment History
Current Registrations
Nova R Wealth, INC.
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2014 - October 2015 · 1 yr 1 mo
Wells Fargo Advisors, LLC
January 2008 - August 2014 · 6 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2014 · 6 yrs 7 mos
A. G. Edwards & Sons, INC.
March 1998 - January 2008 · 9 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
May 1989 - January 2008 · 18 yrs 8 mos
Bingham & Company Capital Markets, INC.Broker
March 1989 - June 1989 · 3 mos
Underwood, Neuhaus & CO., IncorporatedBroker
September 1988 - March 1989 · 6 mos
Stern Brothers & CO.Broker
March 1983 - September 1988 · 5 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 1982 - March 1983 · 6 mos
Lowell H. Listrom & Company INC.Broker
June 1981 - October 1982 · 1 yr 4 mos
State Registrations2 states
KSTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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