GU
GU

Gavin James Ugone

4 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
3,399 clients
Average Client Portfolio
$416K average
Assets Under Management
$1.4B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.25%
$500K - $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7 Grove Street, Ste 301, Topsfield, MA, 01983

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gavin is an employee of Topsfield Financial Group, doing business as (DBA). This activity is not investment-related.

Employment History
Current Registrations
Novem Group
August 2021 - Present · 4 yrs 6 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.