James Morton
James Morton is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Geneva, IL, with 45 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
524 W. State St., Suite F, Geneva, IL, 60134
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 1997Customer Dispute
December 1991Other Business Activities
James is an officer and president of Morton Private Wealth Strategies, Inc. and Morton, Campbell, & Shannon, LLC, handling financial aspects and succession planning, respectively, dedicating minimal time to each. James is also a partner in Morton Properties, LLC, a rental real estate business, spending a few hours per week operating the LLC.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
First Investors CorporationBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Holevas, CFARaymond James Financial Services Advisors, INC
- Peter Hudepohl, CFPOsaic Wealth, INC.
- Bradley Brown, CFPEdward Jones
- Karmen Ritt, CFPLeelyn Smith, LLC
- Jock Cameron, CFPOsaic Wealth, INC.
- Thomas Hudepohl, CFPOsaic Wealth, INC.