MS
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Mark Spieldenner

2 Years of Experience
Sylvania, OH
BrokerSells Insurance

Mark Spieldenner is a registered investment advisor at Cetera Investment Advisers LLC, based in Sylvania, OH, with 2 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5800 Monroe St Building A, Ste 4, Sylvania, OH, 43560

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mark sells life insurance, annuities, and long-term care products with various companies, dedicating a few hours per week. He also works for Steven J. Spieldenner doing insurance and fixed annuity case preparation, spending a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLC
September 2023 - Present · 2 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
State Registrations5 states
COFLMINCOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Spieldenner - Financial Advisor | TrueAdvisor