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Jason Reback

RBC Capital Markets, LLC
44 Years of Experience
Florham Park, NJ
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Jason Reback is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 44 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

RBC Capital Markets, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
View Full SEC Brochure

Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2005
Final
Customer Dispute
June 2004
Denied
Customer Dispute
August 2003
Settled
Employment Separation After Allegations
July 1993
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason serves on the board of directors for the Cystic Fibrosis Foundation - New Jersey, a non-profit organization, since 2013. He volunteers, fundraises, and recruits new volunteers, dedicating minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
J. B. Hanauer & CO.
August 2005 - October 2009 · 4 yrs 2 mos
J. B. Hanauer & CO.Broker
July 2005 - October 2009 · 4 yrs 3 mos
J. B. Hanauer & CO.
July 2005 - July 2005 · 0 mos
Morgan Stanley
July 2002 - July 2005 · 3 yrs
Morgan Stanley Dw INC.Broker
October 1999 - July 2005 · 5 yrs 9 mos
Tucker Anthony IncorporatedBroker
September 1999 - November 1999 · 2 mos
Gibraltar Securities CO.Broker
October 1993 - September 1999 · 5 yrs 11 mos
Janney Montgomery Scott INC.Broker
August 1990 - September 1993 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
February 1988 - August 1990 · 2 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1985 - January 1988 · 2 yrs 7 mos
Moore & Schley, Cameron & CO.Broker
March 1983 - May 1985 · 2 yrs 2 mos
Moore & Schley Municipals, INC.Broker
February 1983 - May 1985 · 2 yrs 3 mos
Shearson/american Express INC.Broker
October 1982 - February 1983 · 4 mos
Island Planning CORP. of AmericaBroker
June 1982 - October 1982 · 4 mos
J. B. Hanauer & CO.Broker
July 1981 - March 1982 · 8 mos
State Registrations36 states
ARAZCACOCTDCDEFLGAIAILINKYMAMDMEMINCNENHNJNMNYOHOKORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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