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Ashley Ball

2 Years of Experience
Littleton, NH
Broker

Ashley Ball is a registered investment advisor at Cetera Investment Advisers LLC, based in Littleton, NH, with 2 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

111 Saranac St Ste 130, Littleton, NH, 03561

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley works as an operations manager for Joseph C Gallant, a financial services firm, since April 2021. This takes up a full-time commitment, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
April 2023 - Present · 3 yrs 1 mo
State Registrations1 state
NH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ashley Ball - Financial Advisor | TrueAdvisor