James Joseph Puplava

CFP

Financial Sense Advisors, INC.

44 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Financial Sense Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

1,037 clients

Average Client Portfolio

$657K average

Assets Under Management

$681.4M

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Minimum Annual Fee:$50

Location

10809 Thornmint Road, 2nd Floor, San Diego, CA, 92127

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Civil

October 2006

Final

Customer Dispute

May 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James owns an insurance agency, spending minimal time on it, and also owns rental real estate. He dedicates full-time hours to providing investment advisory services through Financial Sense Advisors and spends about 10-20% of his time participating in podcasts and writing articles for Financialsense.com.