PS
PS

Patrick Sweeney

4 Years of Experience
Wheaton, IL
Broker

Patrick Sweeney is a registered investment advisor, based in Wheaton, IL, with 4 years of industry experience.

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
First Trust Portfolios L.P.
December 2022 - Present · 3 yrs 7 mos
First Trust Advisors LP
December 2022 - Present · 3 yrs 7 mos
First Trust Portfolios L.P.Broker
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
John Hancock Investment Management LLC
October 2021 - November 2022 · 1 yr 1 mo
John Hancock Investment Management Distributors LLCBroker
July 2021 - November 2022 · 1 yr 4 mos
State Registrations5 states
ILMAMENHVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Patrick Sweeney - Financial Advisor | TrueAdvisor