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Mark Smith

44 Years of Experience
Gallipolis, OH
1 DisclosureBroker

Mark Smith is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Gallipolis, OH, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

352 Second Avenue, Gallipolis, OH, 45631

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History

Regulatory History (1)
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Customer Dispute
August 2007
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
June 2006 - October 2019 · 13 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
November 2005 - October 2019 · 13 yrs 11 mos
Advest, INC.Broker
September 1993 - December 2005 · 12 yrs 3 mos
Everen Securities, INC.Broker
September 1990 - September 1993 · 3 yrs
Blunt Ellis & Loewi IncorporatedBroker
February 1987 - September 1990 · 3 yrs 7 mos
The Ohio CompanyBroker
August 1981 - February 1987 · 5 yrs 6 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.