Brennen Schmertmann
Brennen Schmertmann is a registered investment advisor at St. Therese Financial LLC, based in Bettendorf, IA, with 4 years of industry experience. Brennen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13 clients with $830K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is 0.75% for passive portfolios (Mutual Fund/ETF Portfolios) and 1.50% for active portfolios (Stock Portfolios). The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
Bettendorf, IA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brennen is a sole proprietor and insurance agent selling fixed insurance products since December 2024. Although he has an active insurance license, he will not offer insurance services or products to clients and spends minimal time on this activity.
Employment History
Current Registrations
St. Therese Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.