Robert Lockwood
Robert Lockwood is a registered investment advisor at Osaic Wealth, INC., based in Bradley, IL, with 41 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Bradley, IL
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 1993Criminal
November 1983Other Business ActivitiesSells Insurance
Robert owns Lockwood Financial Advisory Services, a sole proprietorship, where he dedicates a few hours per week to insurance consulting and sales of fixed products, life, fixed annuities, long term care, and disability insurance. He is also a participant in Pathways Financial Group, LLC, but dedicates no time to it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities Corporation
Fsc Securities CorporationBroker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Re-Direct Securities CORP
Re-Direct Securities CORPBroker
Gibraltar Investments, INC.Broker
Gibraltar InvestmentsBroker
William Barton Financial, INC.Broker
Rodman & Renshaw INC.Broker
Bear, Stearns & CO. INC.Broker
Dean Witter Reynolds INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.