Benjamin Lott is a registered investment advisor at Simpli-Fi Alpha LLC, based in Denton, TX, with 2 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 17 clients with $4.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable. Qualified Clients pay an annual fee of 1% of assets under management along with a 10% performance fee based on capital appreciation.
Fee Estimator
Location
513 W Oak St, Ste 105, Denton, TX, 76201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Benjamin is a part owner of SimpliFi-Legacy LLC, which will become the Lott Family Office for personal use. The company is not intended to be public-facing or have any clients.
Employment History
Current Registrations
Simpli-Fi Alpha LLC
Previous Registrations
Primerica Advisors
PFS Investments INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.