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Travis Smyth

4 Years of Experience
Fort Edward, NY

Travis Smyth is a registered investment advisor at Ernst & Young Investment Advisers LLP, based in Fort Edward, NY, with 4 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Fort Edward, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Travis works full-time as a financial planner contracted to Ernst & Young since 2022. Travis is also the owner of TJSinvest LLC, dedicating a few hours per week to investment management, financial planning, and regulatory compliance since 2018.

Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Tjsinvest
October 2021 - August 2024 · 2 yrs 10 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.