PW
CFP
PW
CFP
Peter West
5 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Peter West is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Cincinnati, OH, with 5 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
7835 Kenwood Road, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 2017Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2025 - Present · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
October 2022 - Present · 4 yrs
Previous Registrations
TD Ameritrade, INC.Broker
August 2021 - May 2024 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Tyler Hardtke, CFPCharles Schwab & CO., INC.
- Andrew Peter, CFPCharles Schwab & CO., INC.
- Brian SmithCharles Schwab & CO., INC.
- Daniel Clark, CFPCharles Schwab & CO., INC.
- Amanda Perkins, CFPCharles Schwab & CO., INC.
- Ozgur Mert, CFPCharles Schwab & CO., INC.