John Desousa
John Desousa is a registered investment advisor at Planmember Securities Corporation, based in Stockton, CA, with 43 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
5635 Stratford Circle, Suite B-27, Stockton, CA, 95207
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2014Customer Dispute
January 2008Customer Dispute
March 2001Customer Dispute
October 2000Other Business ActivitiesSells Insurance
John is a sales agent for Northern California Planners, selling various insurance products and dedicating a few hours per week. He is also the owner of De Sousa Financial, providing financial planning services full-time.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Royal Alliance Associates, INC.Broker
Soares Financial Group, INC.Broker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.