Austin Brock
Austin Brock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wailuku, HI, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
27 Market Street, Wailuku, HI, 96796
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Austin works as an associate/employee for First Hawaiian Advisors DBA, providing investment and financial services, dedicating about half of his time. He also works as a Wealth Associate for First Hawaiian Bank, providing investment services, also dedicating about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.