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Connor Wagoner

2 Years of Experience
Carmel, IN
BrokerSells Insurance

Connor Wagoner is a registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 2 years of industry experience. Connor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10435 Commerce Drive Suite 140, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Connor works as a Client Service Associate for FSA Advisors LLC, a securities-related DBA, spending full-time hours preparing materials and attending client meetings. Connor also works as a Financial Professional for Apex Wealth Services LLC, a financial and insurance services company, dedicating full-time hours to financial and insurance services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLCBroker
April 2023 - Present · 3 yrs 1 mo
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Connor Wagoner - Financial Advisor | TrueAdvisor