ZW
ZW

Ze Wen

4 Years of Experience
Seattle, WA
Broker

Ze Wen is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 Union Street, Suite 2900, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ze is involved with Boiling Point Group Inc, a restaurant/bar/nightclub in Edmonds, Washington, in a customer service role. This takes about half of Ze's time outside of business hours and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
April 2023 - Present · 3 yrs 1 mo
Morgan StanleyBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
July 2022 - March 2023 · 8 mos
Charles Schwab & CO., INC.Broker
February 2022 - March 2023 · 1 yr 1 mo
State Registrations47 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Ze Wen - Financial Advisor | TrueAdvisor