Mark Rothwell is a CFP-designated registered investment advisor at Valmark Advisers, INC., based in Charlotte, NC, with 4 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 14,890 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Other programs have different fee structures, such as the American Funds F-2 program at a flat 1.00% and fee-based annuities/life insurance capped at 1.50%.
Fee Estimator
Location
5950 Fairview Road, Ste. 402, Charlotte, NC, 28219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is the COO/Director of Financial Planning at Scott Jones Financial, where he creates and delivers financial plans and manages daily operations. This is an investment-related activity and takes about a quarter of his time.
Employment History
Current Registrations
Valmark Advisers, INC.
Valmark Securities, INC.Broker
Valmark Securities, INC.
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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