NF
NF

Nicholas Frazetta

4 Years of Experience
Miami, FL
BrokerSells Insurance

Nicholas Frazetta is a registered investment advisor at LPL Financial LLC, based in Miami, FL, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1221 Brickell Ave., Ste 900, Miami, FL, 33131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nicholas operates under several DBAs for his LPL business, including YTS Wealth Management and Yeckley, Tantlinger, & Subich Wealth Management. He also owns YTS Insurance Agency, spends minimal time as an income tax preparer for Equity Accounting LLC, is a partner in D2W Media LLC, and dedicates full-time hours to Your Total Solution Wealth Management.

Employment History
Current Registrations
LPL Financial LLC
February 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2021 - December 2021 · 5 mos
State Registrations31 states
ALAZCACODCDEFLGAIAIDILKYMAMDMONCNENJNMNYOHORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.