CF
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Cody Fawbush

3 Years of Experience
Livermore, CA
Broker

Cody Fawbush is a registered investment advisor at Cetera Investment Advisers LLC, based in Livermore, CA, with 3 years of industry experience. Cody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1809 Holmes St, Livermore, CA, 94550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cody works in food service at Chick-fil-A. This takes about half of Cody's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Cetera Investment Services LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
July 2022 - January 2023 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cody Fawbush - Financial Advisor | TrueAdvisor