James Duren
James Duren is a registered investment advisor at Osaic Wealth, INC., based in Tuscaloosa, AL, with 53 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2220 University Boulevard, Tuscaloosa, AL, 35401
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Regulatory History (1)
Customer Dispute
January 2006Other Business ActivitiesSells Insurance
James is the owner of Pathway Financial Resources LLC, where he sells life, health, and disability insurance and annuities, and manages the office, dedicating about a third of his time. He is also a partner in Downtown Professional Building, LLC, which owns the building where Pathway Financial Resources operates, spending a few hours per week on this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
Pebsco Securities CORP.Broker
Franklin Financial Services CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.