Jacob Swartz is a registered investment advisor at Main Street Research LLC, based in Lakeville, CT, with 4 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 955 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.50% |
| $20.0M - $40.0M | 0.25% |
| $40.0M - $60.0M | 0.15% |
| $60M+ | 0.10% |
MSR also offers a performance fee schedule for qualified clients. In addition, MSR charges 1% of assets under management for a Concentrated Stock Options Strategy that is managed by a third-party sub-advisor, and there are additional fees for this strategy charged by the sub-advisor.
Fee Estimator
Location
342 Main Street, Lakeville, CT, 06039
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Main Street Research LLC
State Registrations1 state
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