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Nathan Thomas

4 Years of Experience
Kent, OH
BrokerSells Insurance

Nathan Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Kent, OH, with 4 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

234 South Water St, Suite 201, Kent, OH, 44240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathan works as a paraplanner for Marathon Financial Services Inc., dedicating full-time hours to servicing client accounts. He also serves as an insurance agent selling life, disability, fixed annuities, and long-term care insurance, while dedicating minimal time to this activity, and is a co-author of a book.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
January 2022 - March 2024 · 2 yrs 2 mos
State Registrations22 states
AKCACOFLIAILINKYMEMIMNNCNENHOHPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan Thomas - Financial Advisor | TrueAdvisor