Richard Finley is a registered investment advisor, based in Fort Worth, TX, with 4 years of industry experience.
Location
6100 Camp Bowie Blvd., Suite #24, Fort Worth, TX, 76116
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Advisory Services, LLC
June 2025 - Present · 11 mos
Kestra Investment Services, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2021 - May 2025 · 3 yrs 7 mos
J.P. Morgan Securities LLCBroker
August 2021 - May 2025 · 3 yrs 9 mos
State Registrations13 states
ALCACOCTFLMAMDNMNVOKTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.