Sean Keating is a registered investment advisor, based in Austin, TX, with 4 years of industry experience.
Location
6300 Bee Cave Road, Building One, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dimensional Fund Advisors LP
November 2024 - Present · 1 yr 8 mos
Dfa Securities LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Vanguard Advisers, INC.
August 2023 - November 2024 · 1 yr 3 mos
Vanguard Marketing CorporationBroker
August 2021 - November 2024 · 3 yrs 3 mos
State Registrations2 states
NCTX
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.