AJ
AJ

Andrew Janni

4 Years of Experience
Austin, TX
Broker

Andrew Janni is a registered investment advisor, based in Austin, TX, with 4 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as an Investment Advisor Representative (IAR) through Kestra Advisory Services and as a 401k Relationship Manager for Halcyon Wealth Advisors. Both roles are investment-related and take up a full-time commitment.

Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2024 - Present · 1 yr 6 mos
Kestra Investment Services, LLCBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Strategic Wealth Investment Group, LLC
February 2024 - September 2024 · 7 mos
Fidelity Personal and Workplace Advisors
April 2022 - February 2024 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
November 2021 - February 2024 · 2 yrs 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Janni - Financial Advisor | TrueAdvisor