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Paul Morrison

4 Years of Experience
Newark, DE
BrokerSells Insurance

Paul Morrison is a registered investment advisor, based in Newark, DE, with 4 years of industry experience.

Location

900 Prides Crossing, Newark, DE, 19713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul works as an independent contractor selling fixed insurance, dedicating nearly full-time hours to this activity. He also serves as an Alumni Advisory Board Member for Sigma Chi Fraternity Delaware Chapter, spending a few hours per week on this volunteer role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2021 - August 2023 · 1 yr 11 mos
Securian Financial Services, INC.Broker
July 2021 - August 2023 · 2 yrs 1 mo
State Registrations9 states
CADEFLMDNJOHPARITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.