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Deborah Sharp

3 Years of Experience
New York, NY
Broker

Deborah Sharp is a registered investment advisor, based in New York, NY, with 3 years of industry experience.

Location

200 Park Ave, Suite 3202, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deborah works as a field assistant at NFP, supporting 401k plan sponsors on various aspects of plan management. This is a full-time role.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2024 - Present · 2 yrs 1 mo
Kestra Investment Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Alliant Retirement Consulting
January 2023 - March 2024 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
April 2022 - March 2024 · 1 yr 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Sharp - Financial Advisor | TrueAdvisor