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WS

William Saunders

4 Years of Experience
Iron Mountain, MI
Broker

William Saunders is a registered investment advisor at Wells Fargo Advisors, based in Iron Mountain, MI, with 4 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

220 E Ludington St, 1st Floor, Iron Mountain, MI, 49801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a finance committee member at the Dickinson County Animal Shelter, helping establish investment guidelines. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
October 2024 - Present · 1 yr 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Advisors
March 2022 - October 2024 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2022 - October 2024 · 2 yrs 7 mos
Ameriprise Financial Services, LLC
December 2021 - January 2022 · 1 mo
Ameriprise Financial Services, LLCBroker
November 2021 - January 2022 · 2 mos
State Registrations19 states
AKAZCAFLGAIDILINMDMIMNMONCNVNYORVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.