Charlotte Wall
Charlotte Wall is a registered investment advisor at Cetera Investment Advisers LLC, based in Annapolis, MD, with 3 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 Annapolis Street, Annapolis, MD, 21401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlotte works as an assistant at Premier Planning Group, a financial services firm, dedicating about a quarter of her time to managerial work, event coordination, customer service, and paperwork. Charlotte is also an insurance agent selling fixed insurance products, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations32 states
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