Caroline Madolyn Ainsworth

The Strategic Financial Alliance

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net WorthRetirement Planning

The Strategic Financial Alliance

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

117 advisors

Number of Clients

1,394 clients

Average Client Portfolio

$338K average

Assets Under Management

$470.9M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

180 Meeting St, Suite 340, Charleston, SC, 29401

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

The Strategic Financial Alliance, INC.Broker

December 2024 - Present · 1 yr 2 mos

Strategic Blueprint, LLC

February 2024 - Present · 2 yrs

Previous Registrations

Wells Fargo Clearing Services, LLC

May 2022 - June 2023 · 1 yr 1 mo

Wells Fargo Clearing Services, LLCBroker

April 2022 - June 2023 · 1 yr 2 mos

Vanguard Marketing CorporationBroker

September 2021 - November 2021 · 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.