Jerry He is a CFP-designated registered investment advisor, based in Campbell, CA, with 4 years of industry experience.
Location
2105 S. Bascom Ave, Suite 255, Campbell, CA, 95008
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
July 2024 - Present · 1 yr 10 mos
Allworth Financial, L.P.
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Kestra Investment Services, LLCBroker
May 2024 - June 2024 · 1 mo
Kestra Advisory Services, LLC
May 2024 - June 2024 · 1 mo
Zhang Financial
February 2022 - May 2024 · 2 yrs 3 mos
Trinity Wealth Securities, L.L.C.Broker
November 2021 - January 2022 · 2 mos
Florida Financial Advisors, INC.
July 2021 - January 2022 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.