AG
AG

Alfonso Giudici

4 Years of Experience
Riverside, CT
Broker

Alfonso Giudici is a registered investment advisor at Raymond James & Associates, INC., based in Riverside, CT, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

Riverside, CT

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alfonso is the owner of Vox Trend Media LLC since January 2024, where he plans the vision and direction of the company. He spends minimal time on this business and is not involved in day-to-day operations.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Equitable Advisors, LLCBroker
October 2021 - January 2022 · 3 mos
State Registrations15 states
CACTDCDEFLMAMNNJNYPARITNTXVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.