Dawson Moses is a registered investment advisor, based in Daphne, AL, with 4 years of industry experience.
Location
Daphne, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dawson is a registered representative at 49 Financial since 2021, providing advice to clients, which is a full-time commitment. Dawson also works as an agent selling fixed/traditional insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
November 2025 - Present · 10 mos
49 Financial
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2021 - January 2024 · 2 yrs 6 mos
State Registrations2 states
ALTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.