Juan Matallana is a registered investment advisor, based in Jersey City, NJ, with 4 years of industry experience.
Location
30 Montgomery Street, Suite 1201, Jersey City, NJ, 07302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Juan is a board member and COO for SEFT FC Corporation, a non-profit soccer team, dedicating a few hours per week. He also works full-time for HudsonPoint Capital.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
November 2024 - Present · 1 yr 8 mos
Arete Wealth Advisors, LLC
November 2024 - Present · 1 yr 8 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
October 2022 - November 2024 · 2 yrs 1 mo
B. Riley Wealth ManagementBroker
July 2022 - November 2024 · 2 yrs 4 mos
National Securities CorporationBroker
July 2021 - July 2022 · 1 yr
State Registrations20 states
ALAZCACOFLGAILINMANCNHNJNYOKPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.