Jacob Roos is a registered investment advisor, based in Austin, TX, with 4 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jacob is a fixed insurance agent as part of his financial advising services, selling fixed life, long-term care, and disability insurance, dedicating about a quarter of his time. He also works as an investment advisor representative and registered representative, spending nearly all of his time on these activities.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Thrivent Advisor Network, LLC
Purshe Kaplan Sterling InvestmentsBroker
State Registrations6 states
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